K-1 & Tax Information
Oaktree Capital Group, LLC is a publicly traded partnership. We are generally not subject to federal or state income tax. Instead, each partner is required to report its allocable share of our items of income, gain, loss, deduction or tax credit in the partner's income tax return.
2021 Schedule K-1 Tax Information
We are pleased to present you with your Oaktree Capital Group, LLC Series A Preferred units and Series B Preferred units Schedule K-1 tax information for tax year 2021. To view or download your 2021 Schedule K-1 tax information, please click the link below. For login or other assistance related to the site and its contents, please contact Tax Package Support at 866-709-8178. Hard copies of the Schedule K-1 packages will also be mailed following the release at the end of March.
In addition, some unitholders (primarily foreign unitholders as well as certain corporate and/or partnership unitholders) may need the detailed information disclosed on the new Schedule K-3 for their specific reporting requirements. Our Schedule K-3 will be available online at www.taxpackagesupport.com/oaktree by August 31, 2022. We will send a notification when the Schedule K-3 is available.
September 2019 Oaktree / Brookfield Merger
The merger is a fully taxable transaction to holders of Oaktree Class A units on the NYSE (Ticker: OAK) for U.S. federal income tax purposes, regardless of the consideration received (cash and/or Brookfield Class A shares). Your initial tax basis in your Brookfield Class A shares acquired in the merger will equal the fair market value of such Brookfield Class A shares at the time of closing on September 30, 2019. The closing price of the Brookfield Class A shares on September 30, 2019 was US$53.09 on the NYSE (Ticker: BAM). For further details on the U.S. tax treatment of the merger, please refer to pages 166-173 of Oaktree’s Schedule 14A with respect to the Brookfield Class A shares issued in connection with this transaction.
As a result of the September 2019 merger, final Class A Schedule K-1 tax information for tax year 2019 was distributed to Class A unitholders on March 19, 2020.
Schedule K-1 for Tax Years 2020 and Prior
You can also obtain a copy of your Schedule K-1 tax information for 2020 and prior years by clicking on the link below, or by contacting Tax Package Support at 866-709-8178.
Sample Schedule K-1 Forms